AI System Register
Annex A.6 register describing the Portfolio Assistant intended use, autonomy, and prohibited actions.
AISystemRegisterISO/IEC 42001:2023v0.1.0draft
The AI systems the management system governs, what each is for and what it
is not for. Technical documentation is referenced rather than restated.
Clauses: A.6.2.2A.6.2.7A.6.2.8A.8.2A.9.4
systems (1)
ai-portfolio-assistantAI Portfolio Assistant
Retrieval-augmented assistant that operates across FDC3 applications to observe portfolio context, invoke deterministic risk and exposure tools, retrieve investment research, explain results, and optionally recommend or propose actions within an authorised authority level.