Dataset Register

Annex A.7 data resources: portfolio snapshots, research corpus, and evaluation sets.

DatasetRegisterISO/IEC 42001:2023v0.1.0draft

Data resources used to operate and evaluate the AI Portfolio Assistant, including portfolio holdings snapshots, investment research and synthetic historical recommendations for evaluation.

Clauses: A.7.2A.7.3A.7.4A.7.5A.7.6A.4.3

datasets (3)

portfolio-holdings-snapshotsPortfolio holdings snapshots

Point-in-time holdings and mandate metadata exposed to the assistant for the authenticated portfolio manager's entitled portfolios via FDC3 context.

investment-research-corpusInvestment research corpus

Internally authored and licensed external research indexed for retrieval when explaining positions, risks or recommendations.

historical-recommendations-evalHistorical recommendations for evaluation (synthetic/anonymized)

Synthetic and anonymized historical recommendation and proposal scenarios used to evaluate authority gating, grounding and approval workflows without exposing live client portfolios.