Competence Register

Clause 7.2 competence for portfolio managers, AI operations, and model risk reviewers.

CompetenceRegisterISO/IEC 42001:2023v0.1.0draft

Competences required of portfolio manager users, AI operations staff and model risk reviewers for the AIMS to operate as designed.

Clauses: 7.27.3

requirements (3)

comp-pm-userPortfolio manager authority-aware use

Operate the assistant within declared authority levels; challenge grounded explanations; approve or reject propose-level outputs with accountability for investment decisions retained.

comp-ai-opsAI operations and release gating

Configure authority ceilings, tool allowlists and session logging; run pre-release behavioural evaluation; respond to production control failures.

comp-model-risk-reviewerModel risk review of AI Portfolio Assistant

Challenge evaluation evidence, inventory the system, and assess residual model risk from hosted foundation models and RAG configurations.