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Management Objectives

Clause 6.2 objectives for authority-boundary compliance, human approval, and assurance.

ManagementObjectiveCatalogISO/IEC 42001:2023v0.1.0draft
Measurable objectives for the AIMS: authority-boundary compliance, human approval coverage, impact-assessment currency, incident response time and evaluation pass rate.

Clauses: 6.29.1A.6.1.2A.9.3

objectives (5)

authority-boundary-complianceAuthority-boundary compliance

Sessions remain within the declared authority ceiling; execute attempts and unauthorised propose escalations are blocked and logged.

Status
Active
human-approval-coverageHuman-approval coverage for propose-level outputs

Every order proposal that proceeds toward execution has an identifiable human approval recorded in the session log.

Status
Active
impact-assessment-currencyImpact-assessment currency

The AI system impact assessment remains within its review window and is refreshed before material changes to intended use, model or tools.

Status
Active
incident-response-timeAI incident response time

Serious AI incidents affecting client outcomes or trading authority are triaged and notified within agreed internal and regulatory timelines.

Status
Active
evaluation-pass-ratePre-release evaluation pass rate

Releases promoted to production meet the behavioural evaluation criteria for authority controls, grounding and tool allowlisting.

Status
Active